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By: Fred Weber and Carol Stoney
Published: 1989-01-01


Published By VOLUNTEERS IN TECHNICAL ASSISTANCE 1600 Wilson Boulevard, Suite 500, Arlington, Virginia 22209 USA Telephone: (703) 276-1800, Fax: (703) 243-1865 Telex: 440192 VITAUI, Cable: VITAINC Internet: vita@gmuvax.gmu.edu, Bitnet: vita@gmuvax Understanding Agroforestry Techniques ISBN: 0-86619-276-X [C] 1989, Volunteers in Technical Assistance


PREFACE

This paper is one of a series published by Volunteers in Technical Assistance to provide an introduction to specific state-of-the-art technologies of interest to people in developing countries. The papers are intended to be used as guidelines to help people choose thechnologies that are suitable to their situations. They are not intended to provide construction or implementation details. People are urged to contact VITA or similar organizations for further information and technical assistance if they find that a particular technology seems to meet their needs.

The papers in the series were written, reviewed, and illustrated almost entirely by VITA Volunteer technical experts on a purely voluntary basis. Some 500 volunteers were involved in the production of the first 100 titles issued, contributing approximately 5,000 hours of their time. VITA Staff included Suzanne Brooks handling typesetting and layout and Margaret Crouch as editor and project manager.

Co-author Fred Weber, a pioneer in the community forestry concepts presented here, has advised projects for over 20 years. He wrote the original edition of the VITA publication Reforestation in Arid Lands based on a training manual he prepared for Peace Corps volunteers in Niger. Carol Stoney collaborated with Mr. Weber on the revisions for the new edition of Reforestation, which is the basis for the techniques in this technical paper. Frederick J. Holman, a landscape architect, provided the illustrations in this paper, which are taken from Reforestation.

VITA is a private, nonprofit organization that supports people working on technical problems in developing countries. VITA offers information and assistance aimed at helping individuals and groups to select and implement technologies appropriate to their situations. VITA maintains an international Inquiry Service, a specialized documentation center, and a computerized roster of volunteer technical consultants; manages long-term field projects; and publishes a variety of technical manuals and papers.

I. INTRODUCTION

Agroforestry refers to the integration of trees and shrubs as essential elements of agricultural and other land use systems, with the idea of improving the fertility and productivity of the soil. In this concept, trees and shrubs can be deliberately managed (that is, established, tended, protected, harvested, etc.) and considered as one of the resource elements used by people or their livestock, even though the trees may appear to be randomly dispersed in the landscape. Trees and shrubs, then, need not be forests, woodlots, orchards, or other discrete stands especially set aside for a single purpose or product. Rather, they can be planted wherever people have not allocated the space to some other use. In many situations this makes much more sense than setting aside specific areas of usable farm land for woodlots--where the most acute problem is lack of food, for example, not lack of wood. Certain tree species may provide food (fruit, leaves, edible seeds, etc.) not only for people but also for livestock, particularly during seasons when food supplies from other sources are low.

In addition to producing wood for fuel, construction, implements, tools, and art objects, other important and locally appreciated by-products of agroforestry include fiber for mats, baskets, and rope, or plant materials for medicines, dyes, tannin, cosmetics, and glue. These raw materials were easily obtainable a few generations ago when extensive woodlands still existed throughout dry regions. Today they are scarce because much of the "useless brush" has been converted to farm fields or plantations of rapid growth species, the use of which is usually limited to only a single product.

Agroforestry or soil conservation techniques, often combined, can help to stabilize cultivation on a given piece of land. Certain of these methods help prevent or reverse environmental damage in areas where fallow cropping is no longer practical. Adding trees and shrubs as permanent features in the landscape in the form of field trees, border and alignment plantings, windbreaks, and live fencing can protect the soil against erosion and improve nutrient cycling. Proper maintenance of trees in agroforestry or soil conservation systems may allow permanent cultivation of farm fields that previously could only be fallow cropped.

Many of the techniques described in this paper are based on farming systems that have evolved to allow long-term sustainable production systems to take the place of shifting cultivation. Most can be used by anyone who wishes to make better use of trees and shrubs to restore or improve their land. The techniques have been drawn largely from VITA's publication Reforestation in Arid Lands by Fred Weber and Carol Stoney.

II. AGROFORESTRY TECHNIQUES

A wide assortment of different agroforestry techniques is being used today. Many are based on traditional practices that have been carried on for generations. Others are relatively new, "invented" by technicians working with local farmers or pastoralists and still being adapted to varying site conditions. The methods described here provide a practical guide for use in the field, rather than extensive coverage of background information, theory, and reference sources. As a practical measure they have been divided into two categories: on-farm, which includes those most directly related to agricultural operations, and off-farm, which includes non-agriculture techniques.

ON-FARM TECHNIQUES

Trees can be integrated with crops in a number of ways. They may be dispersed randomly across a field, planted in careful rows between rows of other plants, or planted as separate stands for orchards or woodlots. Trees may also be used to mark borders or as live fencing.

Dispersed Trees

Intensive interaction between crops and trees occurs when they are grown together. The classic farm/park landscape that covers large parts of the Sahel is a perfect example of a traditional agroforestry arrangement where trees dispersed in farm fields form an integral part of a cropping system. Different species are found in these dispersed, park-like stands, depending on site conditions. The best known are Acacia albida, Butyrospermum parkii, Parkia biglobosa, and Borassus aethiopum.

In traditional systems these trees regenerate naturally, and so they are more or less homogeneously distributed across fields in random patterns. Where they have been regenerated through human efforts they are planted in lines (normally 10m x 10m). Regular spacing is particularly important if mechanized cultivation, such as animal traction, is practiced. The main feature of this approach is that the trees are more or less uniformly dispersed either in a natural, irregular pattern or more systematically in a grid pattern.

Some problems do arise. The seedlings are difficult to protect from grazing when they are young (up to five years). Brush fences or woven baskets can be placed around individual trees, but this is expensive. Birds are also attracted to the trees, especially when they are established near rivers and lakes. The birds can cause problems for farmers if they eat crops and seed.

Efforts to introduce Acacia albida in farm fields in the Sahel have been particularly successful, however, because this species drops its leaves during the rainy season and does not leaf out again until well into the dry season. Cereal crops can be grown under the leafless trees during the rainy season. The crowns of almost all other tree species compete with light-demanding crops for space, thus the areas shaded by the trees cannot be used for crop production. Even small trees can create enough shade during the rainy season to take a significant part of a farmer's land-holding out of production.

<FIGURE 1>

 

 

Alley Cropping

Small trees or shrubs, pruned frequently to prevent them from producing too much shade, are grown in relatively compact rows (between 2 and 4m, never more than 6m apart). Crops are grown in the space--the "alley"--between the rows of trees. This method was developed in more humid areas of the tropics, and it is being tried in drier regions of Africa, Asia, and Latin America. The International Institute of Tropical Agriculture (IITA) has been experimenting with alley cropping in Nigeria for a number of years, as has the Centro Agronomico Tropical de Investigation y Ensenanza (CATIE) in Turrialba, Costa Rica, in Central America. Most research is focused on obtaining the right species combination, but the question as to which crops respond best to which tree species also varies according to site conditions.

Leguminous trees, such as Calliandria calothrysus, Leucaena leucocephala, Mimosa species, Prosopis cineraria, and Acacias, are often used in alley cropping schemes because their nitrogen-fixing ability enriches the soil. Such diverse crops as corn, millet, cowpeas, yams, and manioc can be grown in the alleys. The trees/shrubs are pruned as often as five times per year. The clippings are laid down as a mulch around both trees and crops, gradually decomposing and becoming incorporated into the soil as organic matter. The shade and mulch from the tree rows also reduce weed growth. Yields of some crops are higher between the mulched rows than in comparable fields that are not being alley cropped. The IITA found that yields from maize were three times greater after four years of mulching with Leucaena leucocephala clippings (IITA, 1986).

<FIGURE 2>

 

Farmers may want to use the pruned branches for poles or firewood. The clippings can also be used as fodder for livestock. If the leaves and branches are not used to mulch the crops, alley cropping may not have the effect of increasing crop yields, but it will still be an effective technique for controlling soil erosion, increasing the availability of tree products, and maintaining agricultural sustainability.

In addition to the increased complexity of matching compatible crop and tree species to specific site conditions, several other problems may limit the widespread adoption of alley cropping. A major consideration of farmers who are considering various intercropping schemes is the amount of arable land that the trees will take up. Farmers tend to favor methods that will take as little land out of crop production as possible. Alley cropping requires fairly close placement of tree rows, which can substantially reduce the amount of land left for the crop rows. Where land scarcity is a problem, therefore, alley cropping is probably not the best method to use.

Alley cropping also requires fairly strict adherence to planting and pruning schedules in order for the technique to give good results. If the trees are not cut back at regular intervals, they will create too much shade for the intercropped plants. For light sensitive crops like corn, too much shade over a period of just a few days can interrupt flowering and fruiting processes. Other crops simply do not thrive in excess shade. Trained extension personnel are needed to work closely with farmers on crop and tree species selection and on setting up planting and pruning schedules.

Line Plantations

Another alternating row arrangement involves planting larger trees at a wider spacing (7 to 10m) with crops planted between the rows. In this system, species that provide fuelwood, and timber, Grevillea robusta, or fruit trees like avocado and citrus, are often used. As much as 60 percent of the species composition of the line plantations may be shrubs. Other possibilities such as Markhamia platycalyx, Inga vera, Trema orientalis, and Maesopsis eminii are being studied on trial sites, where they serve as shade trees for coffee plantations. Several species of Acacia or Cacao and Gmelina arborea can also contribute to honey production. The species mix should include trees that provide different products as well as nitrogen fixing plants.

<FIGURE 3>

 

 

Borderline Trees

Borderlines consist of trees, shrubs, and grasses established to delineate individual farm fields. They serve as property markers while they provide wood and other products for various purposes. They do not occupy too much space, nor do they shade large areas of the fields. Because the tree rows are not actually in the fields, they do not interfere with regular farming operations. As in line plantations, wood and other products can be harvested from the trees.

The promotion of additional species for borderline plantation has potential, if species selection takes into consideration local preferences. Protection of young trees is necessary unless the species being used are unpalatable to livestock. Issues of land and tree tenure should be carefully researched and discussed with a community before this technique is tried. If the trees are planted on a borderline between two farmers' property, to whom do the trees and the harvesting rights belong? There may be several alternative approaches to resolve this question, but all parties involved should agree in advance as to how the situation will be handled.

<FIGURE 4>

 

Live Fencing

Live fencing consists of dense hedges or thickets usually planted around a garden or farm field to protect it from free ranging livestock. They are also planted around family compounds and other buildings. This technique differs from borderline plantations in that shrubbier species are used, the shrubs or trees are tightly spaced (0.5-1m), and they are intensively pruned to maintain a compact, dense barrier. This is a very important alternative to traditional fences that are constructed and annually repaired using interwoven thorny branches.

A number of species have shown that they adapt well to use as live fences. Members of the Euphorbia family are especially good because animals will not eat them (people too must be careful--when Euphorbias are cut, the milky sap can cause severe irritation if it touches the skin). A number of Acacia and Prosopis species as well as Leucaena, Gliricidia sepium, and Cajanus cajun, are also useful for this purpose.

<FIGURE 5>

 

 

Frequently, the main function of a hedge is to keep animals out. If this is the case, plants must be spaced tightly and kept well pruned. Select species that are:

* Thorny * Easily coppiced (sprout back) * Relatively unpalatable * Fast growing

No one species will meet all these requirements. Trade-offs are inevitable although a mixture of species may provide the most protection. Final choice depends much on specific site conditions. If protection from animals is not a primary concern, the spacing between plants can be wider. Hedges can have many other advantages and functions besides keeping out animals:

* Demarcation of property boundaries * Protection against wind * Addition of organic matter from leaf litter * Fruit and forage, when combined with borderline trees * Privacy

As garden fences, or wherever irrigation is possible, trees for a live fence can be started by direct seeding. The seeds should be planted in furrows or in small pockets placed at intervals along the fence row.

<FIGURE 6>

 

 

Live fences can also be established from cuttings, especially from some species such as Gliricidia sepium, members of the Euphorbia and Commiphora genera, and some perennial legumes. Freshly cut branches from these species are likely to make root and sprout if they are planted at the beginning of the rains. These species are therefore, particularly useful for establishing live fences. Normally, one would not wait until the beginning of the rainy season to build fences, but this might be done when using post materials that may take root. Care should be taken not to damage the bark or wood when attaching wire for the fence.

<FIGURE 7>

 

 

OFF-FARM TECHNIQUES

In most rural areas as well as in towns and urban areas, there are unused spaces along roads and water courses, and around houses and public buildings. While they may traverse agricultural land, these open spaces are not used for agricultural production. Trees planted in these spaces can enhance the environment by providing erosion control and shelter from the sun and wind for both people and animals.

Road and Trail Alignment

A long-standing tradition in many tropical areas is to line roads with trees, mainly for shade, but also for wood and other tree products. This practice can be extended to include foot paths and trails. Certain species such as Albizia lebbek and Syzygium cumini are common street trees in India, Sesbania grandiflora is often found in the Philippines, and Prosopis alba in South America.

A frequently made mistake has been to plant trees too close to the road. On major roadways, enough room must be left for two vehicles to pass with additional space on the roadside for vehicles to pull over in an emergency. A space of less than seven meters between tree rows creates traffic hazards. Additional width is needed around curves, because the trees reduce the distance ahead that drivers can see.

<FIGURE 8>

 

 

Trees are also established along livestock and bicycle trails and footpaths, sometimes in combination with live fencing or rock walls to control access to adjacent fields. Shade and fruit trees are favored for footpaths.

<FIGURE 9>

 

 

Water Course Alignment

The banks of streams are frequently cleared for cultivation of cereal crops or irrigated gardens. They are extremely susceptible to erosion once the natural vegetation has been removed. These areas can be protected by restoring tree and shrub cover along the stream banks. Water course alignments also create good habitats for wildlife.

Trees and shrubs can be established around water sources in much the same way as alignment plantings along roads. Rivers, ponds, or drainage canals in irrigation schemes provide excellent growing conditions for trees. Fruit trees (mangos, citrus) should be given special consideration because of their value as food sources. Dry river beds (wadis) provide a suitable site for species such as Tamarix, Anogeissus leiocarpus, Prosopis spp., or other more drought-resistant varieties

<FIGURE 10>

 

 

<FIGURE 11>

 

 

Shade Trees

Shade trees planted in public places around government buildings, schools, market places, churches, and mosques serve an important function. These are areas where people congregate during the day, and shade is an essential part of the environment. These are also places where trees can be established and maintained quite easily by local people themselves with minimal assistance from outside.

Most of the street and road trees mentioned above are excellent shade trees. Others are Pithecellobium dulce, Azadirachta indica (neem), and Grevilla robusta.

Trees planted in public places usually need individual tree fences to protect them until their branches are out of reach of free-ranging animals. Even after they are no longer threatened by livestock, good local cooperation is needed to keep people from over-harvesting the trees. For example, the twigs of the neem tree are very popular in Africa for toothpicks. A seemingly harmless practice like breaking off an occasional twig can, however, stunt the growth of young neems if the stems are continuously stripped by passers-by.

Although farmers generally try to restrict the amount of shade in areas where crops are grown, shade trees are used to protect livestock from intense heat during the day. Shade trees are particularly necessary wherever animals are corraled or fenced in, and around watering spots.

<FIGURE 12>

 

 

 

 

REFERENCES

Bognettau-Verlinded, E. 1989. Study, on the Impact of Windbreaks in Majjia Valley, Niger. Niamey/Wageningen, Holland: CARE/Agricultural University, Wageningen, Holland.

Buck, L.E. (ed.). 1983. Proceedings of the Kenya National Seminar on Agroforestry, Nov. 1980. Nairobi: ICRAF and the University of Nairobi.

Delehanty, J., J. Thomson, and M. Hoskins. 1985 Majjia Valley Evaluation Study: Sociology Report. Niamey: CARE International Report.

FAO. 1977. Guidelines for Watershed Management. Rome: FAO Conservation Guide Series No. 1., 298 pp.

FAO. 1977. Conservation in Arid and Semi-Arid Zones. Rome: FAO Conservation Guide Series No. 3.

FAO. 1977. Special Readings in Conservation Techniques. Rome: FAO Conservation Guide Series No. 4.

FAO. 1983. Management of Upland Watersheds; Participation of the Mountain Communities. Rome: FAO Conservation Guide Series No. 8.

FAO. 1985. Sand Dune Stabilization: Shelterbelts and Afforestation in Dry Zones. Rome: FAO Conservation Guide Series No. 10.

FAO. 1985. FAO Watershed Management Field Manual: Vegetative and Soil Treatmentt Methods. Rome: FAO Conservation Guide Series No. 13.

Felker, P. 1978. State of the Art: Acacia albida as a Complementary Permanent Intercrop with Annual Crops. Riverside, California: University of California, 133 pp.

Flannery, R.D. 1981. Gully Control and Reclamation. Arlington, Virginia; Volunteers in Technical Assistance (VITA), 26 pp.

Gulick, F.A. 1984. Increasing Agricultural Food Production Through Selected Tree Planting Techniques: A Summary Memorandum with Selected References. Washington, D.C.: USAID/Bureau for Africa, 149 pp.

Hagedorn, H. et al. 1977. Dune Stabilisation: A Survey of Literature on Dune Formation and Dune Stabilization. Eschborn, W. Germany: GTZ, 193 pp.

Hoekstra, D.A. and F. M. Kuguru (eds.) Agroforestry Systerm for Small-Scale Farmers: Proceedings of an ICRAF Workshop. Nairobi: ICRAF, 283 pp.

IITA. 1986. Alley Cropping. Ibaden: IITA Research Report.

ILCA. Pastoral Systems Research in Sub-Saharan Africa: Proceedings of the IDRC/ILCA Workshop Held at ILCA, Addis Ababa, Ethiopia. Addis Ababa: ILCA, 480 pp.

Kunkle, S.H. 1978. Forestry Support for Agriculture Through Watershed Management, Windbreaks and Other Conservation Actions. Position Paper, Eighth World Forestry Congress. Jakarta, Indonesia, 28 pp.

Le Houerou, H.N. (ed.) 1980. Browse in africa: The Current State of Knowledge. Addis Ababa: ILCA, 491 pp.

McGahuey, M. 1986. Impact of Forestry Initiatives in the Sahel on Production of Food, Fodder, and Wood. Washington, D.C.: Chemonics International, 25 pp.

Nair, P.K.F. 1980. Agroforestry Species: A Crop Sheets Manual. Nairobi: ECRAF, 83 pp.

Niar, P.K.F. 1982. Soil Productivity Aspects of Agroforestry. Nairobi: ICRAF, 336 pp.

National Academy of Sciences. 1983. Agroforestry in the, West African Sahel. Washington, D. C.: NAS/Advisory Committee on the Sahel, 86 pp.

USDA/SCA. 1962. Soil Conservation Manual. Paris: USAID/Centre Regional d'Editions Techniques, 359 pp. (Also available in French).

Vergera, N.T. (ed.) 1982. New Directions for Agroforestry: The Potential of Tropical Legume Trees. Honolulu Environment and Policy Institute, East-West Center.

Weber, F. and M.W. Hoskins. 1983. Soil Conservation Technical Sheets (Fiches Techniques de Conservation du Solss). Moscow, Idaho: University of Idaho for USDA (OICD), 112 pp.

Weber, F. and M.W. Hoskins. 1983. Agroforestry in the Sahel. Blacksburg, Virginia: Virginia Polytechnic Institute, Department of Sociology.

INFORMATION SOURCES

The following organizations work in arid forestry, range management, or agriculture, and can be contacted for information on specific problems:

Research Organizations

Centro Agronomico Tropical de Investigacion y Ensenanza (CATIE) Department de Recurses Naturale Turrialba, Costa Rica

Centre Technique Forestier Tropical (CTFT) 45 Bis Avenue de la Belle Gabrielle 94 Nogent Sur Marne France

Consultative Group on International Agricultural Research (CGIAR) 1818 H Street Washington, DC 20433 USA

Environment and Policy Institute East-West Center 1777 East-West Road Honolulu, HI 96848 USA

International Crops Research Insitute for the Semi-Arid Tropics Patancheru P.O. Andhra Pradesh 502 324 India

National Academy of Sciences Board on Science and Technology for International Development (BOSTID) 2101 Consitution Avenue, NW Washington, DC 20418

Nitrogen Fixation by Tropical Agricultural Legumes (NifTal) Project P.O. Box 0 Paia, Hawaii 96779 USA

Overseas Development Natural Resources Institute (ODNRI) 56/62 Gray's Inn Road London WC1 X8LU United Kingdom